NOVEL THINKING

You can't memorize your way through this test. THE 24/53/4 MAKES YOU A FULL-FLEDGED PRINCIPAL IN ALL THREE CATEGORIES. I know the material in that book really well. It is agreed that the Series 4 is the "Registered Options Principal" registration, which allows you to act as a CROP or SROP; basically overseeing options regulations for an entire firm. This exam is administered year round at Prometrics and Pearson testing centers and costs $115.00. Jul 18, 2008 2:06 am. We’re with you every step of the way, from the time you purchase until the time you pass our trusted experts are here to answer all of your questions! They cover such a wider range of scenarios than Kaplan does. This may be true, because the compliance officers of my B/D says they have seen lots of people failing the tests recently, more than normal. I still have not decided whether to try this exam for a third time. This is a statement made only by my firm. I got lucky and passed with a 75. Number 8860726. Why should everything be under a cloak of silence? As vero stated at least 20 questions were not related to anything in the STC manual. After reading rule 10b-10 I now feel confident I can answer any confirmation question that could be on the exam. YES. The Series 9, a component of the 9/10 (formerly the 8) allows you to act as a General Securities Sales Supervisor, responsible for supervising options transactions within a branch office. I worked so hard on it the second time, I am not sure what I can do to change the result. Those are the FINRA categories. Even remembering the questions at home I still don’t know the answer with the stc material next to me. The NASD claims that it is untrue, though makes mention that the NYSE may attempt to enforce this mandate. @ DukeH Good luck. I had the 3rd edition of the Kaplan, and then proceeded to take the “4th” edition test. I then used Kaplan's sample tests. I just took my series 24 for the second time and got a 68, 2 points short of passing. I prepared for the 24 as little as I did for any securities test…I doubt I had 100 hours total in it. (I assumed I answered 25% of these 65 questions correctly), Note: Using Kaplan 5th edition (even though ordered in June 2011.). I reported that there were many questions that I did not recognize at all when I took the second exam, questions that referred to material that I did not recall as being in any of the readings. Going for 24 next, and trying to evaluate future obligations. We have packed our series 24 training material with all of the information you need to master these challenging concepts. I would take that to mean over half, but please remember that that is hardly an official tally. Wealth Management is part of the Informa Connect Division of Informa PLC. As a result these concepts are new to many test takers. How about the video training programs. If you hold the 7/66, 4, 53, and 24 - does that automatically qualify you as a 9/10 Principal and exempt you from those examinations? This seems to be a unanimous yes. If you hold the 7/66, 4, 53, and 24 - does that automatically qualify you as a 9/10 Principal and exempt you from those examinations? Why should this exam be different from any other exam? The Series 7 exam, IMHo showed me that STC far out did Kaplan  and Empire more specifically. Ten-codes, officially known as ten signals, are brevity codes used to represent common phrases in voice communication, particularly by law enforcement and in Citizens Band (CB) radio transmissions. I have spoken to two people who passed the test since I wrote my post, and I asked them what percentage of the questions they did not recognize, and they also agreed with me at that it was at least 20-25 questions. I just took my series 24 for the second time and got a 68, 2 points short of passing. I believe that if you can pass the Series 7, you can pass the Series 24. Maybe you'll get a slightly easier test next time. Taking it on oct 1. I used the STC interactive training materials. Pass  our Greenlight guaranteed practice exam & we guarantee you’ll pass your exam – or your money back!*. My firm says no. THE 9/10 MAKES YOU A SALES PRINCIPAL IN ALL THREE CATEGORIES. Thank you. What should I use? Informa PLC's registered office is 5 Howick Place, London SW1P 1WG. One NASD rep says yes, another says no. I'm taking the test next month and need all the help I can get. I totally agree with Vero. If you obtain the Series 10, does holding the 4 exempt you from sitting for the Series 9 exam? Registered in England and Wales. I have taken the Series 24 twice, scored a 64 and 65. The FINRA material has logic in the outline. I agree about the STC material. The test starts easy, gets ridiculous at about question 105, then it gets easy again at the end. So I called STC, and I asked how they explained my experience. Just took it today and failed with 69.33. Log in or Register to post new content in the forum. I believe it. Man!!! But I remember telling someone in the office that they would have to start closing the gate. What materials did you use? I only want THEIR study material for any securities training. YOU HAVE TO TAKE BOTH THE 9 AND 10 TOGETHER. Series 24 General Securities Principal. I can't even find the answers or subject material in my books and I'm searching thru Finra's site trying to find answers. I took it a couple of years ago. Wish me luck. Did the exam today (68%) and some questions were just ridiculous. Soccerguy seems to have found questions that weren't in his prep book, what percentage would you say were new to you? 67%. That's not a cheap solution. Please note that the $115.00 only covers the cost of the exam and there will be other fees involved in the testing process. My score sheet did not detail the average score and pass/fail rate, like it did for my Series 7. With that being said....I will gladly sell you my STC study guide. Yes one question off. Web page addresses and e-mail addresses turn into links automatically. I spoke to my licensing department and they mentioned the material has changed dramtically and their vendors (STC and Training Consultants) were in the midst of a massive update. This site is operated by a business or businesses owned by Informa PLC and all copyright resides with them. I did worse. Lets face it, the series 24 exam is among the most challenging exams administered by FINRA and one of the hardest exams most financial services professional will ever take. Unlike the other tests I've taken (6,63,22,62,65; don't ask) I actually felt pretty comfortable as I worked through the test. It would be pretty funny. STC says that they are trying to place the material in a way that makes it easier to follow. Ok, I’m glad I’m not the only one. Man!!! The Series 24 Exam is designed to test those individuals who wish to supervise or manager others in the areas of investment banking, training or solicitation along with general business conduct as required by FINRA. TE178519 In the last quarter of the test I encountered  questions of which I know nothing, because they were not in the training materials. Successfully passing this exam requires a score of 70% or better. The Series 24 Exam is a 150 question multiple-choice exam that must be completed within 3_ hours. There was about a month between the first and second time that I took the simulation exam, so I didn't think that was the reason and even if it was, it wasn't a solution for me to pass the test. I prepared by using STC, and I read the materials twice and took all seven simulation exams twice. The FINRA outline has a list  of the primary sources from which the test questions originate, but finding the passeges that apply to the missing material is a long process. If there were 25 instead of 20 questions which weren't on the test, 17%, then I would fail with an 69% given an 82% correct reponse rate on my part. So I googled FINRA and easily found the outline of the series 24 exam. When I got home and looked at the book, I still couldn't answer it(them.) Most candidates do not sit on trading desks and most do not work in the syndicate department. So today, I went and looked up Rule 10b-10. Don't give up on it. I then printed out the outline from FINRA and went over STC again and got a 68. He told me that everything on the FINRA outline for the test was on the training manual. With the recent merger of regulators, does anyone know the true answer? Does the Kaplan follow the FINRA outline? What is the mean passing score, the standard deviation, and has the test been recalibrated? Does anybody know how they make the manual? A team studying for the test could do it, but it is too much for a single person to do it. The 26 is a limited principal’s license – limited to supervising series 6 reps. So, here are my conclusions. Use Kaplan. I did just order an addtional study guide (Series 24 exam secrets and flashcards). It will take months to dig through all the primary sources. I am going to have to order and pay for new study materials or I will never pass this test. I just took the Series 24 for the second time, and I got a 67%; the first time I took it I got a 69%. An alternative explanation could be that they don't want to make it easy for us to see that they didn't cover all the material on the test in the test preparation materials.

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